Compliance and screening
Every mint recipient and transfer destination is screened through your chosen provider before a transaction exists. Results become cases with a reference that follows the action into the audit log.
Open Issuance › Compliance. The page has three tabs: Screening cases, Travel Rule and Providers.
#Providers
Required permissions: Manage compliance (MANAGE_COMPLIANCE).
On the Providers tab, connect your screening provider: TRM Labs, Chainalysis or Elliptic. Set the risk level at and above which a result is held for review. Results below it are cleared automatically.
#The screening gate
When someone creates a mint or a transfer, the policy checks in step 3 of the movement include Sanctions screening, alongside the whitelist, limit and quorum checks.
| Result | What happens |
|---|---|
| Clear | The movement continues. The case is recorded and cleared automatically. |
| In review | The movement waits while a compliance officer reviews the case. |
| Blocked | A severe hit. The movement stops before any transaction is built, and a case is opened. |
#Screening cases
The Screening cases tab lists every case: its reference (for example CASE-2048), the subject address, what triggered it (mint recipient or transfer screen), the risk level, the result and the case owner. Select a case to review it, record a decision, or move to Enforcement when an address must be frozen. Select Export cases for a file of every case.
Key takeaway
Screening runs before signing, so in SQRL Enterprise a sanctioned destination never becomes a transaction for anyone to sign. Every decision is a case, and every case is in the audit log.